Securities Laws recent

 

Date Update
20-January-2014 FII Position Limits in Exchange Traded Interest Rate Futures (IRF)
08-January-2014 Operational Guidelines for Designated Depository Participants
07-January-2014 Delivery Instruction Slip (DIS) Issuance and Processing
07-January-2014 Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations
13-August-2012 Direct Market Access – ClarificationRedressal of investor grievances against listed companies in SEBI
Complaints Redress System
Manner of Dealing with Audit Reports filed by Listed companies
02-August-2012 Activation of ISIN in case of additional issue of shares/ securities
21-May-2012 SEBI issues SEBI (Alternative Investment Funds) Regulations, 2011, repeals . Repeal of the SEBI (Venture Capital Funds) Regulations, 1996
09-February-2012 Guidelines for disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998
08-February-2012 Amendments to the Equity Listing Agreement
01-Februrary-2012 Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
25-January-2012 Eligibility criteria for qualified depository participant.
20-January-2012 Composition of Arbitration Committee
20-January-2012 Investor Grievance Redressal Mechanism at Stock Exchange
13-January-2012 Investment by Qualified Foreign Investors (QFI) in Indian equity shares
03-January-2012 Changes in Re-investment period of FII debt limit
11-July-2011 Clarification regarding admission of Limited Liability Partnerships as
members of Stock Exchanges
05-July-2011 Modification in Client Codes of Non-Institutional Trades Executed on Stock Exchanges (All Segments)
16-March-2011 Listing Agreement For Securitized Debt Instruments
08-March-2011 Allocation Of Government Debt Long Term & Corporate Debt – Old Investment
Limits To FIIs
07-March-2011 Load Balances For Mutual Fund And AMCs
7-Sept-2010 Secretarial Audit Nomenclature changed to Reconciliation of Share Capital Audit
17-May-2010 SEBI wants costs raised for MFs, brokers
3-May-2010 New SEBI guidelines will increase investor confidence in ratings: CRISIL
27-April-2010 No change in status of Tata Motors’ DVR shareholders: Sebi
21-April-2010 SEBI’s counter affidavit proves NSE as government entity in RTI case
7-April-2010 SEBI Amends Listing Agreement – April 05, 2010
31-March-2010 MFs hold back dividend plans after SEBI diktat
16-March-2010 Sebi banks on fund houses to improve corporate governance
4-March-2010 Reliance Media challenges sale of majority shares of Fame to Inox
8-January-2010 Sebi orders operational audit of credit rating agencies
8-January-2010 SEBI clarifies asset cover norms for debt instruments
2-January-2010 SEBI panel to resolve pending grievances
2-January-2010 SEBI passes Rs 15 crore consent order in IPO scam
28-December-2009 SEBI is waking up to complete takeovers
22-December-2009 Sebi board to take up NSDL issue tomorrow (IPO scam 2005)
21-December-2009 25 percent public holding mandatory for listed companies
21-December-2009 Sebi seeks action against RIL in share issue case
16-December-2009 Usage of IPO proceeds not monitored by SEBI: Govt
15-December-2009 Barclays Banned from Trading in India, Because of False Data
10-December-2009 BSE to suspend trading in securities of 18 companies
10-December-2009 Nominees should not be considered independent directors: ICSI
9-November-2009 Sebi expand scope of broker’s agents
22-October-2009 SEBI finds it difficult to crack down on insider trading
16-September-2009 Ruling on Non-compete fees to public shareholders : SAT sets aside Sebi ruling on Tata Tea
16-September-2009 DIP Guidelines rescinded, comes in SEBI (Issue of Capital and Disclosure Requirements) Regulation 2009
21-August-2009 SEBI cuts right issue allotment timeframe to 15 days
3-August-2009 All financial regulators may come under SAT
29-July-2009 IFC, SEBI in corp governance tie up
29-July-2009 Leading PSUs under the SEBI scanner
29-July-2009 In support of No issue of shares with differential voting rights
23-July-2009 SEBI bars listed cos from issuing shares with superior rights
22-July-2009 10% public holding must to stay ‘listed
14-July-2009 Compulsory holding of 25% under discussion
30-May-2009 Sebi norm on bond security stumps cos
15-May-2009 Sebi to pay 1st year peer review audit fees
15-May-2009 Simplified Listing Agreement for Debt Securities
11-May-2009 Insider Trades
16-Apr-2009 SEBI allows FIIs to invest in IDRs
14-Apr-2009 Tech Mandra open offer for Satyam shareholders
Limit to money market investments by Funds
Before 25-Mar-2009 Directors said to have control in a Board driven company Text of Order
Investor Complaint Redressal Drive
News on Guidelines for online debt issues
News clipping on 75 firms pledge over 30% stakes
Amendments in DIP Guidelines for Preferential Issue and others
News clipping on SEBI eases Disclosure and Investor Protection norms
News clipping on Insider trading complaints in Reliance Petroleum

** Please note that the links given above might take you to another website, and the Propreitor of the Website is not liable for the contents whatsoever. The contents have been provided in good faith for the benefit of the user.

Leave a Reply

Your email address will not be published. Required fields are marked *