Securities Laws Consultancy

  • Operational Audit of credit rating agencies
  • Consultancy Services for legal provisions and compliances under SEBI
  • Compliance of Regulations relating to Insider trading
  • Secretarial Audit
  • Share Transfer Audit
  • Annual Return Certification
  • Internal Audit for stock brokers/trading members/clearing members
  • Corporate Governance Report
  • Business Responsibility Report (BRR)
  • Sustainability Report
  • Procedural matters in relation to
    • IPO
    • Listing of shares
    • Preferential issue
    • Rights Issue
    • Exemption from SEBI DIP Guidelines
    • Postal Ballot
  • Application for exemption from SEBI DIP Guidelines in certain cases
  • Drafting application, replies in various matters
  • Correspondence and liasion with office of authorities in various matters
    • Securities & Exchange Board of India (SEBI)
    • Stock Exchanges (NSE / BSE / CSE)
  • Assistance for listed companies
    • Holding Meetings through video conferencing